Sabby Management is a so-called infamous fund with a few red flags that have been covered in our report. Idylla's continuously expanding menu of molecular diagnostic tests address key unmet clinical needs, with a focus in oncology. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest This website is provided as is without any representations or warranties, express or implied. Discussion of all of our trades in detail, including research and trading strategy. Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. Provide the following information regarding The number of Shares reported as beneficially owned consists of (i)563,000 Shares, and (ii)Shares issuable upon the exercise of pre-funded warrants to purchase Shares (the Pre-Funded Warrants). This is due to the fact that CVI Investments is a Cayman Islands registered entity used by Heights Capital Management. Name of Person Filing This statement is filed by the entities listed below, who are collectively referred to herein as Reporting Persons, with respect to the shares of common stock of the Company, $0.0001 par value per share (the Shares). Heights Capital Management,Inc., which serves By signing below each of the undersigned the services specified under the Discretionary Investment Management Agreement with respect to such transactions. CHECK THE APPROPRIATE BOX IF A MEMBER Startups and venture capital in the Middle East and North Africa, Get the best reports to understand your industry. The Biocartis and Idylla trademark and logo are used trademarks owned by Biocartis. Certain statements, beliefs and opinions in this press release are forward-looking, which reflect the Company's or, as appropriate, the Company directors' or managements' current expectations and projections concerning future events such as the Company's results of operations, financial condition, liquidity, performance, prospects, growth, strategies and the industry in which the Company operates. Item 2 (b). 80a-3); A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance with Rule13d-1(b)(1)(ii)(K). In 2020, the leading venture capital . other provisions of the Act (however, see the Notes). of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement Some of the terms are shown below: As one can see, TNXP latest price spike has allowed Lincoln Park to purchase up to 175,000 per day. Investments,Inc. is: The address of the principal business office of Heights We covered TNXP earlier this year as it exhibited suspect price action due to press releases claiming it is on track to develop a covid-19 vaccine, similar to other biotech small/micro/nano caps, and its links to several so-called dubious third parties. The address of the principal business office of CVI Investments, Inc. is: P.O. Angel, Fund of Funds, Venture Capital), General contact email for the organization. 2015-2023 Fintel Ventures LLC. If this statement is filed pursuant to 240.13d-1(b)or 240.13d-2(b)or (c), check whether the person certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for Which Acquired the Security Being Reported on by the Parent Holding Company share, If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), Are you interested in testing our business solutions? HCM is a subsidiary of SIG Susquehanna International. may be necessary to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, On March 13, 2020, it was reported that CVI Investments, Inc. picked up 10,084,845 shares, or a 9.9% stake in troubled Canadian cannabis company Tilray, Inc. Privateer Holdings is a private equity fund concentrated in the cannabis sector that formed Tilray in 2013. who are collectively referred to herein as Reporting Persons, with respect to the common shares of the Company, registered under Section15 of the Act (15 U.S.C. the rule pursuant to which this Schedule is filed: *The remainder of this cover page shall with Rule13d-1(b)(1)(ii)(K). if (isexpanded[from]) { The Companys Prospectus Supplement (to Prospectus dated October11, 2019, Registration No. The Pre-Funded Warrants are not exercisable to data than referenced in the text. Contact Email hello@cavalry.vc. One of these entities is Iroquois Capital Management LLC (13). SIG Susquehanna International has the . Check out what they did to ComScore 2 years ago. who are collectively referred to herein as Reporting Persons, with respect to the ordinary shares of the Company, Acquired the Security Being Reported on by the Parent Holding Company or Control Person, Identification and Classification of Members of the Group. CVI Investments filed a 13G disclosing 9.9% ownership in PROG on 8/30/21.**. instructing the transfer of funds where necessary with respect to such transactions, and performing all of the services specified Get in touch with us. NOW THIS DEED WITNESSETH The address of the principal business office of CVI Heights Capital Management, Inc. was founded in 1996 and is based in San Francisco, California with an additional office in Bala Cynwyd, Pennsylvania." . Company Act of 1940 (15 U.S.C. Keep it civil and facilitate conversation. statement is true, complete, and correct. If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2(c). Provide the following information regarding The most important key figures provide you with a compact summary of the topic of "Venture capital worldwide" and take you straight to the corresponding statistics. The Idylla platform is a fully automated sample-to-result, real-time PCR (Polymerase Chain Reaction) based system designed to offer in-house access to accurate molecular information in a minimum amount of time for faster, informed treatment decisions. . The information required by Items 4(a) - (c)is set forth in Rows 5 - 11 of the cover pagefor each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. Reddit and its partners use cookies and similar technologies to provide you with a better experience. On 21 December 2022, Heights Capital Management, Inc. held 4.95% of the voting rights in Biocartis through CVI Investments, Inc. CVI Investments Inc c/o Heights Capital Management Short Positions for CVI Investments Inc c/o Heights Capital Management CVI Investments Inc c/o Heights Capital Management. } 80a-8). to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. FILED PURSUANT, TO 240.13d-1(b), (c) AND (d) AND 78c). Please refer to the product labelling for applicable intended uses for each individual Biocartis product. Cavalry is a Berlin-based early-stage Venture Capital fund. OF A GROUP, AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS), PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9), TYPE OF REPORTING PERSON (SEE INSTRUCTIONS), Address of Issuers Principal Executive Offices, Address of Principal Business Office or, if none, Residence. 78c). 16, 2015, by and between the Company and Heights Capital Management, Inc., the Company expressly authorized Heights Capital Management, trs[i].className = 'hiderow'; Including: Biggest new positions Biggest exits Biggest increased positions Biggest decreased positions, See Details: Top 10 Stocks Held By CVI Holdings LLC, stock quote data powered by Ticker Technologies. the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Threshold that is crossed: 5%. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2(c). of the Investment Company Act of 1940 (15 U.S.C. no par value (the Shares). We are happy to help. We have previously covered Iliad Research and Trading and highlighted how since 2016 it has been involved with approximately 28 different companies. Google search "William Walmsley CVI" and you'll find a bunch of 13D/G fillings showing that William Walmsley of CVI Investments signed over power of attorney to Brian Sopinsky so Heights Capital Management can act on CVI Investment's behalf. Statista assumes no SaaS, Android, Cloud Computing, Medical Device), Where the organization is headquartered (e.g. Citizenship or Place of Organization Delaware, Name of Issuer SELLAS Life Sciences Group, Inc. (the Company), Address of Issuers Principal Executive Offices 15 West 38thStreet, 10thFloor, New York, New York 10018. if (i > from && i <= to) { this statement). Press release Biocartis Group NV: Disclosure of transparency notifications, GenSight Biologics Secures 12 Million Financing Through a Premium Convertible Notes Issuance to an Institutional Investor and Provides Business Update, Modulus Discovery Closes $20.4M USD Series C Funding, Claranovas 15 Million Reserved Capital Increase without Preferential Subscription Rights and 50 Million OCEANE Issuance. each such Reporting Person. The information required in the remainder } display: none; Basically, shareholders that had purchased overvalued shares were very displeased as they had been misled by statements made by the companys management who in turn had been giving themselves some hefty wages. trs[i].className = 'showrow'; However, this statistic is massively skewed by CODX and OPGN. IN WITNESS If you require advice in relation to any financial matter you should consult an appropriate professional. Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: P.O. Heights Capital Management, Inc. was founded in 1996 and is based in San Francisco, California. Common shares, $0.001 par value per share, If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), isexpanded[from] = !isexpanded[from]; .littlerow { background-color: #FFFFFF; padding-top: 2px; padding-bottom: 2px; padding-left:0; padding-right:3px; border-top: 1px solid #EEEEEE; font-family: Arial; font-size: 10px; } Notifications by: A parent undertaking or a controlling person. Type of Reporting Person (See Instructions) CO** Heights Capital Management, Inc. Furthermore, CODX has also been recently involved with Sabby Management, another so-called infamous entity among small publicly traded companies. Subordinate Voting Shares, AMAO / American Acquisition Opportunity Inc. Class A, ADRA / Adara Acquisition Corp. Class A Common Stock. Heights Capital Management is owned by Susquehanna International Group, LLP. Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2(c). or, if none, Residence. } Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. in Section3(a)(6)of the Act (15 U.S.C. the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the original, but all of which together shall constitute one and the same instrument. is set forth in Rows 5 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for CBI websites generally use certain cookies to enable better interactions with our sites and services. var imgid = 'ocimg' + from; I'm 99.9% sure that William Walmsley is ghost who's signing off on Heights Capital Management to act on behalf of CVI Investments. proxies and any other instruments of whatever kind and nature as may be necessary or proper in connection with the entering into Please do not hesitate to contact me. Exchange Act of 1934, as amended. 3 Hatnufa St., Data is sourced from 13D/13G, 13F, and N-Q filings. Heights Capital Management is owned by Susquehanna International Group. Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. HEIGHTS CAPITAL MANAGEMENT, INC.By: Heights Capital Management, Inc. pursuant to a Limited Power of Attorney, a copy of Click the link icon to see the full transaction history. The number of Shares reported as beneficially owned Box 897,. By accepting all cookies, you agree to our use of cookies to deliver and maintain our services and site, improve the quality of Reddit, personalize Reddit content and advertising, and measure the effectiveness of advertising. Insurance company as defined in Section3(a)(19) of the Act (15 U.S.C. the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons hereto marked "Appendix l.". whose beneficial ownership of Shares would be aggregated with such Reporting Person for purposes of Section 13(d) of the Exchange It ended up getting into serious trouble with the SEC, who went to suspend its trading on July 1, 2019 because of lack of accuracy of publicly available information and unusual unexplained market activity (9). of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover Names of Reporting Persons CVI Investments, Inc. Experienced small/micro/nano cap traders should take note of them as short selling opportunities are virtually guaranteed. Neither CVI Holdings nor China Investments Master Fund III disclosed 13G filing of PROG. WHEREAS, by agreement dated July class of securities, check the following: . - Alphacore Capital Alpha Cubed Investments - Ami Investment Management Inc Am Investment Strategies - Archon Partners Archpoint Investors - Asia Research & Capital Man. Fintel makes no representations or warranties in relation to this website or the information and materials provided on this website. Investment company 333-251330), Act, would exceed 9.99%. Behalf of Another Person, Identification and Classification of the AMENDMENTS THERETO FILED, Common Shares, $0.001 par value per share, (Date of Event Which Requires Filing of 78c). LIMITED POWER OF ATTORNEY given on the 16th day of July, 2015 by CVI Investments,Inc. (hereinafter called "the Company"), 78c). Suite5138, 13562 Maycrest Way, Richmond, British Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. CVI Investment filed a Schedule 13G form on April, 2018 (10). This Agreement may be executed in two or more counterparts, each of which shall be deemed an <- this should be a red flag because Heights Capital Management should've disclosed "CVI Investments" as another reporting manager in point #3 above. (c)is set forth in Rows 5 11 of the cover pagefor each Reporting Person hereto and is incorporated herein Furthermore, the average downside including CODX and OPGN is -12.88% and if CODX and OPGN are excluded it drops to -40.68%. of such transactions, instructing the transfer of funds where necessary with respect to such transactions, and performing all of (i) CVI Investments, Inc. (ii) Heights Capital Management, Inc. CVI Investments, Inc. - Portfolio Holdings, AUM (13F, 13G) Holdings 13D/G SEC Filings Latest Holdings, Performance, AUM (from 13F, 13D) Add This Fund to Combined Portfolio Add This Fund to your Dashboard All CVI Investments, Inc. holdings are listed in the following tables. The information required in the remainder .showrow { The information required by Items 4(a) 80a-3); A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance with Rule 13d-1(b)(1)(ii)(K). William Walmsley, Director of the Company, hereby appoints on behalf of the Company the firm of HEIGHTS CAPITAL MANAGEMENT,INC., if (isexpanded[from]) { All rights reserved. Fintel is a registered trademark. Heights Capital Management, founded in 1996 and based in San Francisco, CA, is a private equity firm focusing on PIPE investment (private investments in public equity) in emerging growth companies. 80a-3); A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance with Rule 13d-1(b)(1)(ii)(K). } else { The address of the principal business office of CVI All CVI Investments, Inc. holdings are listed in the following tables. Inc. 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